{"id":2712,"date":"2025-07-09T10:20:37","date_gmt":"2025-07-09T08:20:37","guid":{"rendered":"https:\/\/cosion.themeori.com\/?post_type=service&p=2712"},"modified":"2025-08-05T15:55:32","modified_gmt":"2025-08-05T13:55:32","slug":"internal-control-audit-consulting","status":"publish","type":"service","link":"https:\/\/www.reglab-advisory.com\/index.php\/service\/internal-control-audit-consulting\/","title":{"rendered":"Internal Control and Audit"},"content":{"rendered":"\t\t
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Internal Control & Audit Advisory for Financial Institutions in France<\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t
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We help financial institutions\u2014banks, Fintechs, investment firms, and payment service providers\u2014strengthen their internal control systems and audit capabilities to meet French and European regulation. Our expertise covers ACPR and AMF expectations, as well as European regulation and best practices in governance, risk, and compliance.<\/p>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t

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  • \n\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t<\/i>\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\tDesigning and updating internal control frameworks<\/span>\n\t\t\t\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t
  • \n\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t<\/i>\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\tBuilding risk-based control plans (1st and 2nd line of defence)<\/span>\n\t\t\t\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t
  • \n\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t<\/i>\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\tReviewing processes and identifying control weaknesses<\/span>\n\t\t\t\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t<\/ul>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t
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    • \n\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t<\/i>\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\tDrafting internal control procedures and methodological notes<\/span>\n\t\t\t\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t
    • \n\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t<\/i>\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\tSupporting annual internal control reporting (RCI)<\/span>\n\t\t\t\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t\t\t
    • \n\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t<\/i>\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\tPreparing for ACPR \/ AMF inspections and internal audit reviews<\/span>\n\t\t\t\t\t\t\t\t\t<\/li>\n\t\t\t\t\t\t<\/ul>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t
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      Comprehensive Internal Control Support<\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t
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      We work with compliance and control functions to design and implement internal control frameworks adapted to your organisation\u2019s size, complexity, and regulatory perimeter. This includes creating risk-based control plans, defining clear responsibilities across the three lines of defence, and formalising internal procedures that support day-to-day operational compliance.\n\nOur approach ensures that internal controls are not only compliant on paper but also effective in practice, helping you to identify weaknesses early, remediate them efficiently, and document your actions for regulators and auditors.<\/p>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t

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      We craft tailored strategies designed to address your business\u2019s unique needs.<\/p>\n <\/div>\r\n <\/div>\r\n <\/div>\r\n\r\n \t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t

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      Elevate your brand with innovative solutions that resonate. We focus on building strong <\/p>\n <\/div>\r\n <\/div>\r\n <\/div>\r\n\r\n \t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t

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      Audit & Regulatory Readiness<\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t
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      We assist with the preparation and execution of internal audit programs, whether for thematic reviews, full-scope audits, or targeted assignments. Our team can conduct independent audits, co-source with your internal audit function, or provide temporary reinforcement during peak periods.\n\nWe also help you prepare for ACPR\/AMF inspections by reviewing existing documentation, assessing control effectiveness, and advising on remediation measures. Annual internal control reports and regulatory self-assessments can be developed or reviewed to ensure full compliance.<\/p>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t

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      Internal Control & Audit Advisory for Financial Institutions in France We help financial institutions\u2014banks, Fintechs, investment firms, and payment service providers\u2014strengthen their internal control systems and audit capabilities to meet French and European regulation. Our expertise covers ACPR and AMF expectations, as well as European regulation and best practices in governance, risk, and compliance. Designing […]<\/p>\n","protected":false},"featured_media":0,"menu_order":0,"template":"","service-category":[],"class_list":["post-2712","service","type-service","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/www.reglab-advisory.com\/index.php\/wp-json\/wp\/v2\/service\/2712","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.reglab-advisory.com\/index.php\/wp-json\/wp\/v2\/service"}],"about":[{"href":"https:\/\/www.reglab-advisory.com\/index.php\/wp-json\/wp\/v2\/types\/service"}],"version-history":[{"count":6,"href":"https:\/\/www.reglab-advisory.com\/index.php\/wp-json\/wp\/v2\/service\/2712\/revisions"}],"predecessor-version":[{"id":6639,"href":"https:\/\/www.reglab-advisory.com\/index.php\/wp-json\/wp\/v2\/service\/2712\/revisions\/6639"}],"wp:attachment":[{"href":"https:\/\/www.reglab-advisory.com\/index.php\/wp-json\/wp\/v2\/media?parent=2712"}],"wp:term":[{"taxonomy":"service-category","embeddable":true,"href":"https:\/\/www.reglab-advisory.com\/index.php\/wp-json\/wp\/v2\/service-category?post=2712"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}